Marlow Lynn Felton
Investment Adviser Representative at ESI Financial Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Marlow Lynn Felton is an investment adviser representative in Palm Beach Gardens, FL, currently registered with Summit Global Investments, LLC and Equity Services, Inc. They have worked in the securities industry since 2004 and have been registered with 4 firms, including Transamerica Financial Advisors, Inc. and Investment Advisors International, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Colorado, Florida, and Texas.
Registrations & licenses
- Investment adviser:
- Colorado, Florida, Texas
- Broker:
13 states and territories
Arizona, Arkansas, Colorado, Florida, Georgia, Illinois, Iowa, Minnesota, Missouri, North Carolina, Ohio, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Piper Financial IncJun 2010 – no end date reportedGreenwood Village, CO
- Jonathan ManskeAug 2010 – Oct 2018Highlands Ranch, CO
- AuthorApr 2011 – Jan 2023Highlands Ranch, CA
- Transamerica Financial Advisors, IncJan 2012 – Sep 2023Greenwood Village, CO
- 247 Properties, LLCJul 2012 – no end date reportedCastle Rock, CO
- TCM EnterrisesDec 2015 – Oct 2018Castle Rock, CO
- Roper InsuranceMar 2016 – Nov 2020Englewood, CO
- Colonial LifeNov 2017 – Nov 2020Centennial, CO
- Syracuse, LLCOct 2017 – Apr 2022Greenwood Village, CO
- THE Thompson GroupJul 2018 – Jan 2021Indianapolis, IN
- Warner PacificNov 2018 – Nov 2020Greenwood Village, CO
- STAR DenverAug 2018 – Dec 2022Greenwood Village, CO
- Impact Legacy LLCNov 2021 – no end date reportedEnglewood, CO
- Couples Money, LLCMay 2011 – no end date reportedCastle Rock, CO
- United PlannersNov 2023 – Nov 2024Scottsdale, AZ
- Summit Global InvestmentsSep 2023 – no end date reportedBountiful, UT
- AuthorMay 2011 – Dec 2024Castle Rock, CO
- Marlow FeltonSep 2023 – no end date reportedEnglewood, CO
- Equity Services, Inc.Jul 2025 – no end date reportedMontpelier, VT
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ESI Financial Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Firm account minimum
- $10,000
- $1 to $1,000,0001.00%
- $1,000,001 to $2,500,0000.75%
- $2,500,001 to $4,999,9990.60%
- $5,000,000 to $10,000,0000.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Broker-dealer and registered investment adviser services for financial professionals, including operations support, compliance collaboration, business development resources, sales and marketing resources, software integration, and advisory services.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 532
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Montpelier, VT
- Founded:
- 1968
- SEC file number:
- 801-41722
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 1, 2026
View full firm profileOther advisors at ESI Financial Advisors
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marlow Lynn Felton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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