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Martin Edward Moshier

Investment Adviser Representative at ASCENT WEALTH PARTNERS, LLC

Saratoga Springs, NYCRD #4342998Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Martin Edward Moshier has worked in the securities industry since 2003. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/19/2001
SIE
Securities Industry Essentials Examination
Passed 6/30/2017
Series 7
General Securities Representative Examination
Passed 3/13/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1,000,0001.15%
Next $4,000,0000.90%
Over $5,000,0000.75%
Source

Ascent Wealth Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASCENT WEALTH PARTNERS, LLCCurrent
7/1/2019Saratoga Springs, NY
PURSHE KAPLAN STERLING INVESTMENTS
9/9/20116/30/2017Saratoga Springs, NY
CADARET, GRANT & CO., INC.
6/15/20049/12/2011Saratoga Springs, NY
MCDONALD INVESTMENTS INC.
3/14/20015/21/2004Cleveland, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View ASCENT WEALTH PARTNERS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Martin Edward Moshier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Martin Edward Moshier - Financial Advisor in Saratoga Springs, NY | AdvisorFinder