ASCENT WEALTH PARTNERS, LLC
SEC RegisteredReach for your best financial future
About the firm
Ascent Wealth Partners is an independent, fiduciary investment advisory firm with offices in New Hartford, Saratoga Springs, and Elmira, New York, serving clients across the country. The firm manages approximately $1.6 billion in assets across roughly 900 client relationships in 33 states. They offer objective advice free of conflicts or affiliations, specializing in investing, financial planning, and business succession.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, financial planning, wealth solutions, and business succession planning
Who they serve
Successful individuals, families, business owners, and retirement plan sponsors
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 778 | $337M |
| High Net Worth Individuals | 258 | $981M |
| Charitable Organizations | 38 | $131M |
| State/Municipal Entities | 6 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
13 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.15% |
| Next $4,000,000 | 0.90% |
| Over $5,000,000 | 0.75% |
Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ASCENT WEALTH PARTNERS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.