Mary Agnes Barone

Investment Adviser Representative at THE MARSHALL FINANCIAL GROUP LLC

Salinas, CACRD #1141253Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

39 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

California

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 11/30/2012

Series 63

Uniform Securities Agent State Law Examination

Passed 7/26/1994

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 7/26/1994

Series 7

General Securities Representative Examination

Passed 1/16/1988

Series 22

Direct Participation Programs Representative Examination

Passed 12/9/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.03

Source

THE MARSHALL FINANCIAL GROUP LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GENEOS WEALTH MANAGEMENT, INC.

8/8/2002 – 12/31/2003ENGLEWOOD, CO

NORCROSS SECURITIES, INC.

7/27/1994 – 12/19/1994PHOENIX, AZ

CIGNA SECURITIES, INC.

7/16/1981 – 3/20/1987

HALYARD SECURITIES, INC.

4/16/1987 – 1/15/1988

LINCOLN FINANCIAL ADVISORS CORPORATION

12/8/1997 – 8/1/2002FORT WAYNE, IN

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

12/8/1997 – 8/1/2002FORT WAYNE, IN

MUTUAL SECURITIES, INC.

1/31/2013 – 7/19/2013PHOENIX, AZ

SUN INVESTMENT SERVICES COMPANY

1/31/1995 – 8/29/1997WELLESLEY HILLS, MA

CAPITAL ANALYSTS, INCORPORATED

1/21/1988 – 12/31/1988

BRINKER CAPITAL SECURITIES, INC.

1/2/2004 – 2/1/2013BERWYN, PA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary Agnes Barone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.