AdFi
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Mary Swanson Dillon

Investment Adviser Representative at FINANCIAL SECURITY ADVISORY INC

Virginia Beach, VACRD #1568379Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
29 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiKansasLouisianaMarylandMassachusettsMichiganMinnesotaNebraskaNew JerseyNew MexicoNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWashingtonWest Virginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/1/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/16/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/2/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $249,9991.50%
$250,000 - $999,9991.00%
$1,000,000 - $9,999,9990.75%
$10,000,000 - $20,000,0000.65%
Above $20,000,0000.00%
Source

Financial Security Advisory Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL SECURITY ADVISORY INCCurrent
7/31/2003Virginia Beach, VA
DUKES & CO ADVISORY, INC.
7/7/19977/31/2003Virginia Beach, VA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary Swanson Dillon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mary Swanson Dillon - Financial Advisor in Virginia Beach, VA | AdvisorFinder