AdFi
MA

Mathew Alex Mellier

Investment Adviser Representative at EMERSON EQUITY LLC

Palm Desert, CACRD #2977040Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
12 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mathew Alex Mellier has worked in the securities industry since 2001. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArizonaCaliforniaColoradoGeorgiaHawaiiIdahoIllinoisNevadaNew YorkOregonTexasUtah
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/8/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 1/10/1998
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 8/14/1999
Series 7
General Securities Representative Examination
Passed 12/30/1997
Series 24
General Securities Principal Examination
Passed 9/2/2000
Series 4
Registered Options Principal Examination
Passed 11/19/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HARDWORKING CAPITAL ADVISORS, LLCCurrent
9/2/2015Palm Desert, CA
CETERA ADVISOR NETWORKS LLC
11/1/20172/18/2019Palm Desert, CA
GIRARD SECURITIES, INC.
4/29/201411/1/2017Palm Desert, CA
MOGUL WEALTH MANAGEMENT, INC.
7/30/201311/10/2015Manhattan Beach, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EMERSON EQUITY LLC

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mathew Alex Mellier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mathew Alex Mellier - Financial Advisor in Palm Desert, CA | AdvisorFinder