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Zack Steven Brough

Investment Adviser Representative at EMERSON EQUITY LLC

Aptos, CACRD #5674690Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
13 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Zack Steven Brough has worked in the securities industry since 2014. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 13 states
ArkansasCaliforniaColoradoHawaiiMarylandNevadaNew YorkOregonPennsylvaniaSouth CarolinaTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/31/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 1/13/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 1/24/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
1/31/2019Aptos, CA
EMERSON EQUITY LLCCurrent
6/1/2017Aptos, CA
PRIMEX
6/23/20156/7/2017New York, NY
LIGHTHOUSE CAPITAL GROUP, LLC
2/10/20156/25/2015Pasadena, CA
DFPG INVESTMENTS, INC.
1/24/201411/24/2014Sandy, UT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Zack Steven Brough has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Zack Steven Brough - Financial Advisor in Aptos, CA | AdvisorFinder