Matias E Moragas
Investment Adviser Representative at HSBC Securities (USA) Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Matias E. Moragas is an investment adviser representative with HSBC Securities (USA) Inc. in New York, NY, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in 21 states.
Office
Advisors at this office: 35
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama, Alaska, Delaware, District of Columbia, Georgia, Iowa, Kansas, Louisiana, Maine, Maryland, Minnesota, Montana, Nebraska, New Mexico, New York, North Carolina, North Dakota, Puerto Rico, Texas, Utah, Virgin Islands
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- HSBC Securities USA Inc.Feb 2025 – no end date reportedNew York, NY
- HSBC BANK USA, N.A.Jul 2024 – no end date reportedNew York, NY
- College of William & MaryJun 2020 – May 2024Williamsburg, VA
- HSBC BANK USA, N.A.Jun 2023 – Aug 2023New York, NY
- Phonathon William & MaryOct 2021 – Sep 2022Williamsburg, VA
- MaxipanMay 2022 – Jul 2022Quito
- InfoactivaDec 2021 – Jan 2022La Paz
- General Nutrition centerJun 2021 – Aug 2021Miami, FL
- Colegio Franklin Delano RooseveltMay 2017 – May 2020Lima
- American School of AmmanMay 2015 – May 2017Amman
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About HSBC Securities (USA) Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Firm account minimum
- $50,000 (waivable)
- First $250,0001.50%
- Next $250,0001.20%
- Next $500,0001.00%
- Next $1,000,0000.90%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Banking (Premier checking, savings), wealth and investing (financial planning, investments, insurance), international services, borrowing (credit cards, mortgages, U.S. mortgages for foreigners), advisory solutions, and global money transfers.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 378
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-64563
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at HSBC Securities (USA) Inc.
Showing 12 of 378 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matias E Moragas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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