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MC

Matthew C Haverty Mr.

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Leawood, KSCRD #4618183Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
14 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArkansasCaliforniaColoradoFloridaGeorgiaIllinoisIndianaKansasMissouriNew YorkOhioOklahomaPennsylvaniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/21/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/6/2004
Series 7
General Securities Representative Examination
Passed 2/13/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
2/8/2019Leawood, KS
RBC CAPITAL MARKETS, LLCCurrent
2/8/2019Overland Park, KS
MORGAN STANLEY
6/1/20092/11/2019Leawood, KS
MORGAN STANLEY & CO. INCORPORATED
5/9/20086/1/2009Kansas City, MO
UBS FINANCIAL SERVICES INC.
2/24/20035/21/2008Overland Parks, KS

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew C Haverty Mr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew C Haverty Mr. - Financial Advisor in Leawood, KS | AdvisorFinder