Matthew Edward Herman
Investment Adviser Representative at Integrity Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Matthew Edward Herman is an investment adviser representative with Integrity Alliance, LLC in Somersworth, NH, where they have been registered since 2026. They have worked in the securities industry since 2003 and have been registered with 8 firms, including Capital Analysts and Lincoln Investment. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida, Maine, Massachusetts, New Hampshire, and Vermont.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Maine, Massachusetts, New Hampshire, Vermont
- Broker:
13 states and territories
Connecticut, Georgia, Indiana, Louisiana, Maine, Massachusetts, New Hampshire, New York, North Carolina, Rhode Island, South Carolina, Vermont, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Questar Capital CorporationFeb 2016 – Jan 2019Minneapolis, MN
- Questar Asset ManagementFeb 2016 – Jan 2019Minneapolis, MN
- Regal Investment Advisors, LLCJan 2019 – Feb 2019Kentwood, MI
- Regulus Advisors, LLCJan 2019 – Feb 2019Kentwood, MI
- Gateway Retirement SolutionSep 2015 – no end date reportedDover, NH
- Integrity Alliance, LLCFeb 2026 – no end date reportedDover, NH
- Lincoln InvestmentMar 2019 – Feb 2026Dover, NH
- Capital AnalystsFeb 2019 – Feb 2026Dover, NH
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Integrity Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Select Program - First $1,000,000 (min)1.00%
- Select Program - First $1,000,000 (max)2.80%
- Select Program - Next $2,000,000 (min)1.00%
- Select Program - Next $2,000,000 (max)2.20%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 372
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Urbandale, IA
- SEC file number:
- 801-69742
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 13, 2026
View full firm profileOther advisors at Integrity Alliance, LLC
Showing 12 of 372 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Edward Herman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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