Matthew Graham Watters
Investment Adviser Representative at Midwest Heritage Financial Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Matthew Graham Watters is an investment adviser representative with Midwest Heritage Financial Advisors in West Des Moines, IA, where they have been registered since 2019. They have worked in the securities industry since 1996 and have been registered with 4 firms, including Securities America Advisors, Inc. and Linsco/private Ledger Corp. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Iowa.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Iowa
- Broker:
17 states and territories
Arizona, Arkansas, Colorado, Florida, Illinois, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, North Carolina, South Dakota, Tennessee, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Securities America, Inc.Jan 2006 – Jun 2024Ankeny, IA
- Securities America Advisors, IncMar 2006 – Jan 2020Ankeny, IA
- Finra ArbitrationJul 2003 – no end date reportedAnkeny, IA
- Midwest Heritage Financial AdvisorsNov 2019 – Jan 2026West Des Moines, IA
- Midwest Heritage Financial ServicesJan 2006 – no end date reportedWest Des Moines, IA
- Osaic Wealth, Inc.Jun 2024 – no end date reportedWest Des Moines, IA
- Midwest Heritage Financial AdvisorsJan 2026 – no end date reportedWest Des Moines, IA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Midwest Heritage Financial Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Full-service advisory offerings including investments, financial planning, and insurance; also provides banking, lending, trust services, estate and probate, farm management, and insurance products.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 3
- Main office:
- West Des Moines, IA
- Founded:
- 1930
- SEC file number:
- 801-119038
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of January 2, 2026
View full firm profileOther advisors at Midwest Heritage Financial Advisors
3 other advisors in the directory
Similar advisors in West Des Moines, IA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Graham Watters has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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