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MJ

Matthew James Faubion

Investment Adviser Representative at COMPOUND PLANNING, INC.

Vancouver, WACRD #6108371Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
2 states
Exams Passed
1

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
CaliforniaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/16/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Compound Planning, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COMPOUND PLANNING, INC.Current
12/6/2024Vancouver, WA
FAUBION WEALTH MANAGEMENT LLC
5/29/20202/5/2025Vancouver, WA
ORIGIN FINANCIAL
5/2/20221/31/2023Dublin, CA
CATALYST PRIVATE WEALTH, LLC
10/1/20194/15/2020San Francisco, CA
MUTUAL ADVISORS, LLC
6/4/20199/30/2019San Francisco, CA
DESTINATION WEALTH MANAGEMENT
12/14/20165/20/2019Walnut Creek, CA
CLEARPATH CAPITAL PARTNERS LLC
8/13/201211/28/2016San Francisco, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew James Faubion has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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