Matthew James Faubion
Investment Adviser Representative at Compound Planning, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Matthew James Faubion is an investment adviser representative with Compound Planning, Inc. in Vancouver, WA, where they have been registered since 2024. They have worked in the securities industry since 2012 and have been registered with 7 firms, including Faubion Wealth Management LLC and Origin Financial. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California and Washington.
Registrations & licenses
- Investment adviser:
- California, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Destination Wealth ManagementNov 2016 – May 2019Walnut Creek, CA
- Catalyst Private Wealth, LLCJun 2019 – Apr 2020San Francisco, CA
- Faubion Wealth Management LLCMay 2020 – Jan 2025Walnut Creek, CA
- Origin FinancialMay 2022 – Jan 2023San Francisco, CA
- Compound PlanningDec 2024 – no end date reportedNew York, NY
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Compound Planning, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management including stock option exercise tax optimization, access to private investment opportunities, retirement planning, and family financial planning
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 77
- Offices listed on AdvisorFinder:
- 3
- Main office:
- New York, NY
- SEC file number:
- 801-126007
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 6, 2026
View full firm profileOther advisors at Compound Planning, Inc.
Showing 12 of 77 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew James Faubion has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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