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Matthew Miller

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Lakeside, CACRD #2229977Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
11 states
Exams Passed
16

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
CaliforniaFloridaIdahoIndianaNew JerseyNew YorkOhioPennsylvaniaPuerto RicoUtahWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/29/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 4/24/1992
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 12/1/2006
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/20/1999
Series 24
General Securities Principal Examination
Passed 5/2/1997
Series 4
Registered Options Principal Examination
Passed 11/1/1995
Series 52TO
Municipal Securities Representative Examination
Passed 1/16/2024
Series 57TO
Securities Trader Exam
Passed 1/2/2023
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 9/24/2012
Series 55
Limited Representative-Equity Trader Exam
Passed 1/21/2003
Series 3
National Commodity Futures Examination
Passed 6/23/1995
Series 7
General Securities Representative Examination
Passed 4/13/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

VANDERBILT ADVISORY SERVICES Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WBB SECURITIES, LLCCurrent
3/9/2011 – Lakeside, CA
VANDERBILT SECURITIES, LLCCurrent
1/16/2024 – WOODBURY, NY
JACK WHITE & COMPANY, INC.
9/30/1993 – 6/1/1998
VANDERBILT SECURITIES, LLC
9/21/2020 – 12/31/2020WOODBURY, NY
TD WATERHOUSE INVESTOR SERVICES, INC.
6/1/1998 – 8/13/2002OMAHA, NE
CHATFIELD DEAN & CO., INC.
4/15/1992 – 5/6/1992GREENWOOD VILLAGE, CO
LPL FINANCIAL CORPORATION
10/24/2002 – 3/8/2010SAN DIEGO, CA
ALLIED MILLENNIAL PARTNERS, LLC
1/30/2020 – 5/8/2020San Diego, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.