AdFi
JJ

Joseph John Trifiletti

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Woodbury, NYCRD #5295897Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
24 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
ArizonaArkansasCaliforniaConnecticutFloridaGeorgiaMaineMarylandMassachusettsMichiganNevadaNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasUtahVirgin IslandsVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/1/2008
Series 4
Registered Options Principal Examination
Passed 4/2/2011
Series 53
Municipal Securities Principal Examination
Passed 10/29/2009
Series 24
General Securities Principal Examination
Passed 6/28/2008
Series 99TO
Operations Professional Examination
Passed 1/2/2023
Series 52TO
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/15/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

VANDERBILT ADVISORY SERVICES Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IMPACTU.INVESTMENTS, LLCCurrent
3/3/2020Woodbury, NY
VANDERBILT SECURITIES, LLCCurrent
10/16/2007WOODBURY, NY
ARK GLOBAL, LLCCurrent
1/11/2023Woodbury, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph John Trifiletti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.