AdFi
AC

Alden Capital

SEC Registered

Tailored Investment Solutions for Clients, Advisors & Institutions

Assets Under Management
$1B–$5B
Year Founded
1995
Office Locations
5 offices
Total Accounts
2551

About the firm

Alden Investment Group is a boutique investment firm with its own broker-dealer, J. Alden Associates, and two Registered Investment Advisors, Alden Capital Management and Alden Investment Advisors. The firm combines personal attention with innovative technology to deliver financial solutions for individuals, families, advisors, and institutions. Founded in 1995, the firm manages over $2.75 billion in assets under management and is backed by a network of over 120 representatives nationwide.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesOther

Areas of expertise

Asset ManagementInvestment AdvisoryBroker-dealerRetirement PlansPrivate PlacementsEquity TradingFixed IncomeOptions TradingInsuranceBenefits SolutionsInstitutional Finance+2 more

Services

Asset management, research and investment banking for institutions, retirement plans and private placements, equity, fixed income, and options trading, insurance and benefits solutions, as well as additional RIA and broker-dealer services

Financial PlanningWealth Management
Private funds / alternatives
Hedge

Who they serve

Individual clients, families, financial advisors, and institutions

Leadership

Alden Partners Llc
OWNER
Lee Albert Calfo
CHIEF EXECUTIVE OFFICER
Lee Albert Calfo
CHIEF EXECUTIVE OFFICER
John Francis Mulqueen
CHIEF OPERATING OFFICER

Office locations

5 offices in 2 states
PA
WayneHQ
PA
Collegeville
CA
Alhambra
PA
Doylestown
PA
Malvern

Advisors at this firm

20 advisors in the directory

Regulatory & compliance

CRD number
#293551
SEC Number
801-116941
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Flat Fee
Minimum: $25,000 (waivable)

Data as of September 2, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alden Capital has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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