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Maureen E Gordillo

Investment Adviser Representative at GALLAGHER FIDUCIARY ADVISORS, LLC

Irvine, CACRD #4033839Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Maureen E. Gordillo has worked in the securities industry since 2013. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in California and Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaOhio
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/17/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 7/27/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/12/2022
SIE
Securities Industry Essentials Examination
Passed 6/29/2022
Series 7
General Securities Representative Examination
Passed 12/15/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Gallagher Fiduciary Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GALLAGHER FIDUCIARY ADVISORS, LLCCurrent
10/20/2025Irvine, CA
OSAIC WEALTH, INC.Current
9/18/2025Avon Lake, OH
EMPOWER FINANCIAL SERVICES, INC.
7/12/20226/10/2025Greenwood Village, CO
DIVERSIFIED INVESTORS SECURITIES CORP.
8/16/20058/5/2010Harrison, NY
PRINCOR FINANCIAL SERVICES CORPORATION
12/16/19998/25/2004Des Moines, IA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maureen E Gordillo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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