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Maximilian Timothy Murphy

Investment Adviser Representative at Cetera Investment Advisers LLC

Madison, WICRD #7374597Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Maximilian Timothy Murphy is an investment adviser representative with Cetera Investment Advisers LLC in Madison, WI, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Wisconsin.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Wisconsin
Broker:
1 state or territory

Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/1/2025
Series 7
General Securities Representative Examination
Passed 6/13/2025
SIE
Securities Industry Essentials Examination
Passed 4/7/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Investment Advisers LLCCurrent
8/7/2025 – Madison, WI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. North Star Resource Group
    May 2025 – no end date reportedFitchburg, WI
  2. Milhaus
    Jul 2022 – Apr 2025Indianapolis, IN
  3. RENU Property Management
    Aug 2021 – Jul 2022Indianapolis, IN
  4. Premier Financial Partners
    May 2021 – Aug 2021St. Louis, MO
  5. Two Bros & a Mower
    May 2020 – Aug 2020St. Louis, MO
  6. Big Blue Sign Crew - Student Run Business
    Aug 2019 – Dec 2019Indianapolis, IN
  7. Schnucks
    May 2019 – Aug 2019St. Louis, MO
  8. Companion Bakery
    Jun 2017 – Aug 2017St. Louis, MO
  9. Butler University
    Aug 2018 – May 2022Indianapolis, IN
  10. Clayton High School
    Aug 2014 – May 2018Clayton, MO
  11. Cetera Wealth Services, LLC
    May 2025 – no end date reportedEl Segundo, CA
  12. Cetera Advisor Networks LLC
    May 2025 – May 2025El Segundo, CA
  13. Cetera Investment Advisers LLC
    Aug 2025 – no end date reportedSchaumburg, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maximilian Timothy Murphy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Maximilian Timothy Murphy (Cetera Investment Advisers)