Maxwell James Korte
Investment Adviser Representative at U.S. Bancorp Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Maxwell James Korte is an investment adviser representative with U.S. Bancorp Advisors, LLC in Los Angeles, CA, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with U.S. Bancorp Investments, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 4 (registered options principal). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- American Enterprise Investment Services Inc.Nov 2022 – Oct 2025Minneapolis, MN
- U.S. BankJun 2021 – Mar 2022Minneapolis, MN
- Full Fledged Distribution LLCMay 2020 – Sep 2020Waite Park, MN
- University of Minnesota RecWellOct 2018 – May 2021Minneapolis, MN
- Bremer BankMay 2019 – Sep 2019Lake Elmo, MN
- Boys and Girls Club of Central Minnesota - KidStopJan 2017 – Sep 2018Saint Cloud, MN
- University of Minnesota - Twin CitiesJun 2017 – May 2021Minneapolis, MN
- ISD 742Sep 2004 – May 2017Saint Cloud, MN
- UnemployedApr 2022 – Oct 2022Minneapolis, MN
- U.S. Bancorp Investments, Inc.Oct 2025 – Feb 2026Saint Paul, MN
- U.S. Bancorp Advisors, LLCFeb 2026 – no end date reportedOrange, CA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About U.S. Bancorp Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management, wealth planning, trusts and estates, banking, personalized financial guidance, and self-directed investing including stocks, bonds, mutual funds, and ETFs through U.S. Bancorp Advisors.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,149
- Offices listed on AdvisorFinder:
- 41
- Main office:
- Saint Paul, MN
- SEC file number:
- 801-70084
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at U.S. Bancorp Advisors, LLC
Showing 12 of 1,149 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maxwell James Korte has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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