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Michael Avery Mercer

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #813556Investment Adviser Rep
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 6TO
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 10/6/1975

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent
1/17/2024 – CHARLOTTE, NC
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
9/25/1979 – 11/28/1984
CENTAURUS FINANCIAL, INC.
9/19/2007 – 1/18/2024UPLAND, CA
NATIONAL SECURITIES CORPORATION
8/6/2007 – 10/12/2007UPLAND, CA
BROOKSTREET SECURITIES CORPORATION
8/2/2002 – 6/27/2007UPLAND, CA
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
7/22/1977 – 9/30/1979
EMPIRE SECURITIES CORPORATION
6/27/2007 – 8/10/2007EL SEGUNDO, CA
VERITRUST FINANCIAL, LLC
4/22/2002 – 8/9/2002AUSTIN, TX
ARAGON FINANCIAL SERVICES, INC.
4/11/1990 – 4/22/2002IRVINE, CA
PLANNER'S INDEPENDENT MANAGEMENT, INC.
10/22/1984 – 10/31/1988
FREEMAN FINANCIAL SERVICES CORPORATION
10/13/1975 – 8/14/1977

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Avery Mercer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.