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Michael Avery Mercer

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

Upland, CACRD #813556Investment Adviser Rep
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Avery Mercer has worked in the securities industry since 1977. They have passed the Series 6 and 1 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 1
Registered Representative Examination
Passed 10/6/1975
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $10,0001.25%
$25,000 to $100,0001.00%
$100,000 to $250,0000.75%
Greater than $250,0000.50%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

IP Financial Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IP FINANCIAL ADVISORY SERVICES LLCCurrent
2/13/2026Upland, CA
INNOVATION PARTNERS LLCCurrent
1/17/2024Upland, CA
IP FINANCIAL ADVISORY SERVICES LLC
1/25/202412/31/2025Upland, CA
CENTAURUS FINANCIAL, INC.
9/19/20071/18/2024Upland, CA
EMPIRE SECURITIES CORPORATION
6/27/20078/10/2007Upland, CA
BROOKSTREET CAPITAL MANAGEMENT
8/16/20026/27/2007Upland, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Avery Mercer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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