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Eric Carl Willer

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #2263899Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
23 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaArizonaArkansasColoradoGeorgiaIdahoIllinoisIowaKansasMichiganMinnesotaNebraskaNevadaNew YorkPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWisconsinWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/19/2023
Series 65
Uniform Investment Adviser Law Examination
Passed 3/4/1996
Series 24
General Securities Principal Examination
Passed 9/20/2010
Series 7TO
General Securities Representative Examination
Passed 5/2/2023
Series 79TO
Investment Banking Registered Representative Examination
Passed 5/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 79
Investment Banking Registered Representative Examination
Passed 2/16/2018
Series 31
Futures Managed Funds Examination
Passed 10/19/2017
Series 7
General Securities Representative Examination
Passed 8/26/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent
8/22/2023 – CHARLOTTE, NC
PRUDENTIAL SECURITIES INCORPORATED
9/3/1994 – 8/8/1997NEW YORK, NY
LEHMAN BROTHERS INC.
9/23/1992 – 9/19/1994NEW YORK, NY
FUSION ANALYTICS SECURITIES LLC
8/27/2009 – 12/21/2011CORAL SPRINGS, FL
FUSION ANALYTICS SECURITIES LLC
8/14/2015 – 6/15/2020DALLAS, TX
KESTRA INVESTMENT SERVICES, LLC
6/15/2020 – 4/27/2021IRVING, TX
HOAK BREEDLOVE WESNESKI & CO.
6/13/2000 – 10/31/2001DALLAS, TX

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Carl Willer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.