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Michael David Caffey

Investment Adviser Representative at FAMILY DYNASTY ADVISORS LLC

Lubbock, TXCRD #2964656Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael David Caffey has worked in the securities industry since 2018. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/27/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 11/18/1997
Series 7
General Securities Representative Examination
Passed 2/25/1998
Series 52
Municipal Securities Representative Examination
Passed 11/7/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0065
Asset tierAnnual rate
All Assets0.65%
Source

Family Dynasty Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FAMILY DYNASTY ADVISORS LLCCurrent
8/1/2018 – Lubbock, TX

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FAMILY DYNASTY ADVISORS LLC

1 other advisor in the directory

Mandi Lynn Applegate
Investment Adviser Representative
Investment Adviser Rep
View FAMILY DYNASTY ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael David Caffey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.