AdFi
FD

FAMILY DYNASTY ADVISORS LLC

SEC Registered

Boutique Investment Firm with a Personal Touch

LUBBOCK, TXhttps://familydynastyadvisors.com806-993-7023
Assets Under Management
Under $100M
Employees
3
Office Locations
1 office
Total Accounts
199

About the firm

Family Dynasty Advisors is an independent, boutique investment firm offering personalized, fiduciary-committed advisory services. The firm employs a proprietary, diversified, and actively managed tactical strategy designed to maximize profit potential in rising markets while protecting portfolios during unfavorable market conditions. Free from corporate mandates or product quotas, the firm provides unbiased advice with flexibility to adapt to market changes.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthInvestment Companies

Areas of expertise

Investment ManagementTactical StrategyWealth ManagementFinancial PlanningTrust ManagementAnnuitiesInsuranceETFFiduciaryTax PlanningEstate Planning+3 more

Services

The firm offers investment management (including 401K/403B and a proprietary ETF), financial planning, wealth management strategies, trust management/administration, insurance, and annuities. It also partners with estate attorneys, CPAs and tax advisors, insurance agents, and business consultants to complement its services.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)179$12M
High Net Worth Individuals178$40M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations10$1.1M
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Michael David Caffey
MANAGING MEMBER
Mandi Lynn Applegate
DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
TX
LUBBOCKHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#297082
SEC Number
801-127497
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
All Assets0.65%

Data as of February 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FAMILY DYNASTY ADVISORS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

FAMILY DYNASTY ADVISORS LLC in LUBBOCK, TX | AdvisorFinder