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Michael David Turvey

Investment Adviser Representative at SOLTIS INVESTMENT ADVISORS, LLC

Salt Lake City, UTCRD #2680710Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Utah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/9/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 4/7/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 5/11/2018
Series 7
General Securities Representative Examination
Passed 3/9/2015
Series 4
Registered Options Principal Examination
Passed 1/25/2022
Series 24
General Securities Principal Examination
Passed 12/6/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1,000,0001.25%
$1,000,000 - $2,000,0001.15%
$2,000,000 - $5,000,0000.90%
$5,000,000 - $10,000,0000.80%
Over $10,000,000
Account minimum: $750,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Soltis Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOLTIS INVESTMENT ADVISORS, LLCCurrent
4/23/2026Salt Lake City, UT
THINKORSWIM ADVISORS, INC.
11/6/200812/31/2009Chicago, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael David Turvey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael David Turvey - Financial Advisor in Salt Lake City, UT | AdvisorFinder