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Michael Eugene Moffitt

Investment Adviser Representative at SILVER OAK SECURITIES, INC.

Creston, IACRD #1388379Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
10 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArkansasColoradoFloridaIowaKansasMinnesotaMissouriNebraskaSouth CarolinaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/29/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 8/12/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/21/1988
Series 22
Direct Participation Programs Representative Examination
Passed 9/25/1985
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/10/1985
Series 24
General Securities Principal Examination
Passed 3/29/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Silver OAK Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SILVER OAK SECURITIES, INC.Current
10/3/2018Creston, IA
ADVANTAGE INVESTMENT MANAGEMENT, LLC
1/29/200910/2/2018Creston, IA
LPL FINANCIAL LLC
9/18/20127/29/2014Creston, IA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
7/11/20037/31/2012Creston, IA
CORNERSTONE FINANCIAL GROUP
10/8/199911/16/2010Creston, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Eugene Moffitt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Eugene Moffitt - Financial Advisor in Creston, IA | AdvisorFinder