SO
SILVER OAK SECURITIES, INC.
SEC RegisteredDEDICATED TO BUILDING VISIONARY INVESTMENT ADVISORY PRACTICES
JACKSON, TNhttps://silveroaksecurities.com731-668-3825
Assets Under Management
$1B–$5B
Year Founded
1999
Employees
103
Office Locations
62 offices
Total Accounts
15093
About the firm
Silver Oak Securities, Inc. is a full-service Investment Advisor and Broker Dealer with over 20 years of experience in the independent financial services community. It is an advisor-owned, independent firm and SEC Registered Investment Advisor focused on serving the needs of independent wealth advisors. The firm is a member of FINRA and SIPC, headquartered in Jackson, TN.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal
Areas of expertise
Broker DealerInvestment AdvisoryWealth ManagementIndependent Financial ServicesSEC Registered Investment AdvisorCompliance
Services
Full range of products and services including a wealth management platform designed to simplify digitization, connecting financial leaders to advisors' businesses, with tools covering front office to back office needs.
Who they serve
Independent wealth advisors who foster strong, trusted relationships with their clients
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 8,183 | $1.5B |
| High Net Worth Individuals | 448 | $954M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 23 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
42 total clients reported on Form ADV.
Leadership
George Thomas Allen Iii
FINOP, CHIEF FINANCIAL OFFICER
William Elliston Ii Hopkins
PRESIDENT, SECRETARY
John Douglas Baxley
CHIEF COMPLIANCE OFFICER
David Hudson Melendy
VICE PRESIDENT ADVISORY SERVICES
Office locations
62 offices in 19 states
TN
JACKSONHQ
GA
MACON
MI
ALLEN PARK
TN
BRENTWOOD
TN
MEMPHIS
KY
FULTON
KY
LOUISVILLE
KY
LOUISVILLE
TN
MEMPHIS
SC
GREENVILLE
KY
FLORENCE
LA
MADISONVILLE
TN
KINGSPORT
GA
ALPHARETTA
KY
FLORENCE
OH
CINCINNATI
TN
UNION CITY
TN
CHATTANOOGA
PA
WARMINSTER
TN
NASHVILLE
IN
MARTINSVILLE
IN
NAPPANEE
KY
LOUIISVILLE
IA
CRESTON
AZ
CHANDLER
SD
SIOUX FALLS
KY
LOUISVILLE
TN
SEVIERVILLE
IL
PEORIA
IN
NEW ALBANY
NC
BURLINGTON
TN
HENDERSONVILLE
TN
KNOXVILLE
KY
ELSMERE
KY
SHELBYVILLE
TN
KNOXVILLE
OH
DELAWARE
IN
FORT WAYNE
TN
CHAPEL HILL
KY
ERLANGER
CO
LOUISVILLE
TN
MEMPHIS
MA
EAST LONGMEADOW
NJ
VOORHEES
GA
JESUP
OH
BEACHWOOD
IN
GREENWOOD
IN
INDIANAPOLIS
IN
VALPARAISO
TN
JACKSON
IL
CHICAGO
MS
OXFORD
PA
ALLENTOWN
PA
MOUNT JOY
SC
GREENVILLE
PA
HARRISBURG
CO
LAKEWOOD
CO
COLORADO SPRINGS
KY
BOWLING GREEN
TN
MURFREESBORO
UT
SALT LAKE CITY
OH
DELAWARE
Advisors at this firm
Showing 100 of 165
Robert Parks Ahler
Investment Adviser Representative
Bryan Keith Alexander
Investment Adviser Representative
James Douglas Anderson
Investment Adviser Representative
John Joseph Asta
Investment Adviser Representative
John E Banko
Investment Adviser Representative
Eric Charles Beittel
Investment Adviser Representative
William Jeffrey Bingham
Investment Adviser Representative
Kevin Dennis Biven
Investment Adviser Representative
Sean Tyler Biven
Investment Adviser Representative
Shirley Jean Borden
Investment Adviser Representative
Jamison Carl Edward Bowman Sr
Investment Adviser Representative
Raymond Wilson Brandon
Investment Adviser Representative
James Dietzen Bratcher III
Investment Adviser Representative
Joel Darrin Broersma
Investment Adviser Representative
Billy Charles Brown
Investment Adviser Representative
Zachary Scott Buckland
Investment Adviser Representative
Lori Marceil Barone
Investment Adviser Representative
Kathleen Barrett
Investment Adviser Representative
Jerald Anthony Bennett
Investment Adviser Representative
Zachary Nathaniel Bennett
Investment Adviser Representative
Bruce Andrew Berman
Investment Adviser Representative
Benjamin Stephen Beverly
Investment Adviser Representative
Charles Jefferson Christian
Investment Adviser Representative
John Christopher Cogswell
Investment Adviser Representative
James Brandon Creech
Investment Adviser Representative
Dominic Francis Cespino
Investment Adviser Representative
Preston Christian
Investment Adviser Representative
Amy Hochstein Clark
Investment Adviser Representative
Craig R Coker
Investment Adviser Representative
Keith Edward Condemi
Investment Adviser Representative
Neal Gardner Davis Sr.
Investment Adviser Representative
Stacy L Davis
Investment Adviser Representative
John Sterling Denham
Investment Adviser Representative
Gary Warren Dorsey
Investment Adviser Representative
Roland Hampton Dortch
Investment Adviser Representative
Clarence Shayne Daniels
Investment Adviser Representative
Adam James Dekker
Investment Adviser Representative
Danny Delgado
Investment Adviser Representative
Valerie M. Downs
Investment Adviser Representative
David Alexander Arthur Dupuis
Investment Adviser Representative
David Howard Eblen II
Investment Adviser Representative
Robert Frances Edgin
Investment Adviser Representative
Michael Jerome Ellison
Investment Adviser Representative
Noah Ross Ellison
Investment Adviser Representative
Charles Howard Fitzpatrick
Investment Adviser Representative
Thomas L Foushee
Investment Adviser Representative
William Peter Franca
Investment Adviser Representative
Kevin Fahy
Investment Adviser Representative
Thomas Faircloth
Investment Adviser Representative
Homer Andrew Farr
Investment Adviser Representative
David Florent Feltz
Investment Adviser Representative
Joel Michael Fishman
Investment Adviser Representative
Zachary Frantz
Investment Adviser Representative
Charlotte W. Gaines
Investment Adviser Representative
James Marion Garrison
Investment Adviser Representative
Charles Franklin Gray
Investment Adviser Representative
Richard Gregory Grucz
Investment Adviser Representative
Peter James Gaughan
Investment Adviser Representative
Anthony Gedwill
Investment Adviser Representative
Brent Allen Gorter
Investment Adviser Representative
Jeffrey Lewis Green
Investment Adviser Representative
Oren Guzman
Investment Adviser Representative
Jordan R Harrison
Investment Adviser Representative
Martin Lawrence Hearn Sr
Investment Adviser Representative
Justin Parker Hochstein
Investment Adviser Representative
Ronald John Hochstein
Investment Adviser Representative
Erik Steffen Hoffman
Investment Adviser Representative
William Harvey Holt Jr
Investment Adviser Representative
William Elliston Hopkins II
Investment Adviser Representative
Gregory John Halstead
Investment Adviser Representative
John Ward Harrison
Investment Adviser Representative
Robert C Hayes
Investment Adviser Representative
Jerry Neil Hefley
Investment Adviser Representative
Alex Justin Holliman
Investment Adviser Representative
Dennis Edward Holliman
Investment Adviser Representative
Patrick William Horwitz
Investment Adviser Representative
Brian David Hosan
Investment Adviser Representative
John Carroll Hutchins IV
Investment Adviser Representative
Edwin Henry Jaffe
Investment Adviser Representative
Robert William Jaffe
Investment Adviser Representative
Brian Ray Johnson
Investment Adviser Representative
Michael Lee Jones
Investment Adviser Representative
Michael Douglass Jones
Investment Adviser Representative
Aaron Johnson
Investment Adviser Representative
Christopher Landon Jones
Investment Adviser Representative
Stacia Jo Jones
Investment Adviser Representative
Gary Lee Kieffner Jr
Investment Adviser Representative
Dwight W. Kimber
Investment Adviser Representative
Kevin Michael Komar
Investment Adviser Representative
Kevin Sidney Korhorn
Investment Adviser Representative
Joshua Paul Korhorn
Investment Adviser Representative
Adam Robert Koson
Investment Adviser Representative
James C Kreid
Investment Adviser Representative
Craig Donald Lefeber
Investment Adviser Representative
Thomas George Lockmund
Investment Adviser Representative
Patrice Aileen Lancelot
Investment Adviser Representative
Gary W Lavallee
Investment Adviser Representative
Joseph L Leon
Investment Adviser Representative
Richard Hay Madden
Investment Adviser Representative
Ed Tiencken McManus
Investment Adviser Representative
Regulatory & compliance
CRD number
#46947
SEC Number
801-71178
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
silveroaksecurities.comPhone
731-668-3825Find an advisor that fits
Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.
Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SILVER OAK SECURITIES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.