AdFi
MJ

Michael James Alexander

Investment Adviser Representative at USA FINANCIAL SECURITIES LLC

Ada, MICRD #4374007Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
10 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael James Alexander has worked in the securities industry since 2001. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
FloridaIllinoisMassachusettsMichiganNebraskaNevadaNew MexicoNew YorkTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/9/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 5/8/2001
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/1/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/27/2001
Series 53
Municipal Securities Principal Examination
Passed 4/9/2008
Series 24
General Securities Principal Examination
Passed 4/14/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

USA Financial Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

USA FINANCIAL SECURITIES LLCCurrent
5/15/2007Ada, MI
USA FINANCIAL SECURITIES LLCCurrent
3/28/2001Lowell, MI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael James Alexander has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael James Alexander - Financial Advisor in Ada, MI | AdvisorFinder