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MJ

Michael James Healy

Investment Adviser Representative at SEAMOUNT FINANCIAL GROUP INC

Tustin, CACRD #1091446Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
2 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael James Healy has worked in the securities industry since 1983. They have passed the Series 65, 63, 53, 52, 24, 7, and 3 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/25/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 6/20/1986
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 9/1/1987
Series 7
General Securities Representative Examination
Passed 1/15/1983
Series 53
Municipal Securities Principal Examination
Passed 6/2/1995
Series 24
General Securities Principal Examination
Passed 3/2/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Seamount Financial Group Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEAMOUNT FINANCIAL GROUP INCCurrent
6/28/1999Tustin, CA
GROVE POINT INVESTMENTS, LLC
5/26/20005/1/2025Tustin, CA
HAGERTY, STEWART & ASSOCIATES, INC.
9/28/19906/6/2000San Diego, CA
DEAN WITTER REYNOLDS INC.
5/2/19869/24/1990Purchase, NY
TITAN CAPITAL CORPORATION
8/16/19844/24/1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
1/19/19837/31/1984

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SEAMOUNT FINANCIAL GROUP INC

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View SEAMOUNT FINANCIAL GROUP INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael James Healy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael James Healy - Financial Advisor in Tustin, CA | AdvisorFinder