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MJ

Michael Jay Silverstein

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

New York, NYCRD #841338Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
27 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
AlabamaArizonaCaliforniaConnecticutDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaKentuckyLouisianaMarylandMassachusettsMichiganMinnesotaMissouriNew JerseyNew YorkNorth CarolinaOklahomaOregonPennsylvaniaSouth CarolinaTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/5/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 3/12/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 2/18/1986
Series 7
General Securities Representative Examination
Passed 1/15/1983
Series 1
Registered Representative Examination
Passed 8/4/1977

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
5/31/2016New York, NY
MORGAN STANLEY
6/1/20096/21/2016New York, NY
MORGAN STANLEY & CO. INCORPORATED
5/16/20086/1/2009New York, NY
BEAR, STEARNS & CO. INC.
9/18/20035/22/2008New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Jay Silverstein has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Jay Silverstein - Financial Advisor in New York, NY | AdvisorFinder