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MJ

Michael John Dickson

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Minneapolis, MNCRD #2174279Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
44 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 44 states
AlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMissouriMontanaNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/26/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 12/13/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/21/1991
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/24/2010
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/8/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
5/16/2000Minneapolis, MN
RBC CAPITAL MARKETS, LLCCurrent
3/2/1998Stillwater, MN
DAIN RAUSCHER INCORPORATED
11/21/19913/2/1998

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Dickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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