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Nona Agbo

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Beverly Hills, CACRD #2773278Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
3 states
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nona Agbo has worked in the securities industry since 2007. They have passed the Series 66, 63, 57, 55, 34, 10, 9, 7, 6, and 3 examinations. They are registered to provide investment advisory services in California, Texas, and Virgin Islands.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaTexasVirgin Islands
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/20/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 9/20/1996
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 34
Retail Off-Exchange FOREX Examination
Passed 10/14/2010
Series 55
Limited Representative-Equity Trader Exam
Passed 12/9/2009
Series 3
National Commodity Futures Examination
Passed 10/26/2009
Series 7
General Securities Representative Examination
Passed 7/30/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/9/1996
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/20/2022
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/28/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/10/2023Beverly Hills, CA
RBC CAPITAL MARKETS, LLCCurrent
3/7/2023Rancho Palos Verdes, CA
WELLS FARGO CLEARING SERVICES, LLC
3/14/20223/9/2023Pasadena, CA
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
8/31/20213/23/2022Santa Monica, CA
J.P. MORGAN SECURITIES LLC
6/17/20169/10/2020San Pedro, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/21/20126/23/2016Torrance, CA
WACHOVIA SECURITIES, LLC
8/21/20071/12/2009Bellevue, WA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nona Agbo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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