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MJ

Michael John Gasperi

Investment Adviser Representative at AVANTAX PLANNING PARTNERS, INC.

Des Moines, IACRD #2565935Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Iowa
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/26/2001
Series 65
Uniform Investment Adviser Law Examination
Passed 3/3/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/29/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/7/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $1,000,0001.25%
$1,000,001 to $2,000,0001.00%
$2,000,001 to $5,000,0000.75%
Over $5,000,0000.60%
Source

Avantax Planning Partners, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AVANTAX PLANNING PARTNERS, INC.Current
6/23/1999Des Moines, IA
AVANTAX INVESTMENT SERVICES, INC.
9/30/20209/5/2025Des Moines, IA
PROEQUITIES, INC.
2/8/20019/30/2020Urbandale, IA
PRINCOR FINANCIAL SERVICES CORPORATION
1/30/19951/8/1997Des Moines, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael John Gasperi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael John Gasperi - Financial Advisor in Des Moines, IA | AdvisorFinder