AdFi
MM

Michael Miser

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Portland, ORCRD #2693021Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
10 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArizonaCaliforniaFloridaHawaiiIdahoNevadaNew MexicoOregonTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/7/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 1/31/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/24/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
2/11/2018Portland, OR
STRATOS WEALTH PARTNERS, LTD
2/3/20173/12/2018Scottsdale, AZ
OPPENHEIMER & CO. INC.
1/16/20072/15/2017Scottsdale, AZ
KEY INVESTMENT SERVICES LLC
3/31/20061/12/2007Seattle, WA
CHARLES SCHWAB & CO., INC.
3/13/20041/9/2006Seattle, WA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
11/17/19983/2/2004Seattle, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Showing 12 of 25660 in the directory

View MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Miser has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Miser - Financial Advisor in Portland, OR | AdvisorFinder