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Michael Robert Ford

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Hunt Valley, MDCRD #1361459Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
29 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaIowaMarylandMassachusettsMinnesotaMontanaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaTexasVirginiaWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/26/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 6/19/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/21/2001
Series 7
General Securities Representative Examination
Passed 5/18/1985
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 1/5/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/6/2025 – Hunt Valley, MD
RBC CAPITAL MARKETS, LLCCurrent
3/6/2025 – Phoenix, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/14/2009 – 3/14/2025Hunt Valley, MD
CITIGROUP GLOBAL MARKETS INC.
2/21/2006 – 4/27/2009Hunt Valley, MD
LEGG MASON WOOD WALKER INC
11/14/2003 – 2/21/2006Hunt Valley, MD
MORGAN STANLEY
1/1/1998 – 11/17/2003Hunt Valley, MD

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Robert Ford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Robert Ford - Financial Advisor in Hunt Valley, MD | AdvisorFinder