AdFi
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Michael Ryan Pierce

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wayzata, MNCRD #2715487Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
32 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 32 states
ArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaIowaLouisianaMassachusettsMichiganMinnesotaMontanaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOregonPennsylvaniaTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/31/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 4/11/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/29/2003
Series 7
General Securities Representative Examination
Passed 3/20/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
7/17/2003Wayzata, MN
MORGAN STANLEY DW INC.
4/1/20037/18/2003Purchase, NY
PRUDENTIAL SECURITIES INCORPORATED
3/20/20013/26/2003New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/21/19964/1/1999New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Ryan Pierce has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Ryan Pierce - Financial Advisor in Wayzata, MN | AdvisorFinder