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Michael Scott Hardy

Investment Adviser Representative at PHILLIPS AND COMPANY ADVISORS LLC

Portland, ORCRD #3267784Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
21 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Scott Hardy has worked in the securities industry since 1999. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in 21 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
CaliforniaHawaiiIdahoIndianaIowaKansasMarylandMassachusettsMichiganMinnesotaMississippiMontanaNevadaNorth CarolinaNorth DakotaOhioOregonPennsylvaniaTexasWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/25/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 8/10/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/12/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Phillips AND Company Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PHILLIPS AND COMPANY ADVISORS LLCCurrent
11/6/2013Portland, OR
PHILLIPS & COMPANY
7/9/200412/31/2013Portland, OR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PHILLIPS AND COMPANY ADVISORS LLC

12 other advisors in the directory

View PHILLIPS AND COMPANY ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Scott Hardy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Michael Scott Hardy - Financial Advisor in Portland, OR | AdvisorFinder