PHILLIPS AND COMPANY ADVISORS LLC
SEC RegisteredShouldn't everyone get advice unique to their situation?
About the firm
Phillips & Company is an independently owned and operated wealth management firm that has been a leader in the financial services community since 1994. The firm was built on collaboration, open communication, and an independent investment philosophy that treats each client uniquely. Their clients engage them as wealth management strategists focused on long-term performance across entire market cycles.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Holistic wealth management, retirement planning for individuals and businesses (including IRAs and profit-sharing plans), trust and estate services, educational funding solutions (including 529 plans and custodial accounts), equity compensation strategies, stock option exercising guidance, cash management solutions, tax strategies, and business succession planning.
Who they serve
Successful business owners, CEOs, and individuals, as well as foundations and endowments.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 934 | $240M |
| High Net Worth Individuals | 176 | $1.6B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 134 | $604M |
| State/Municipal Entities | 10 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
13 advisors in the directory
Regulatory & compliance
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PHILLIPS AND COMPANY ADVISORS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched