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Michael Stanley Borota

Investment Adviser Representative at TRANSAMERICA RETIREMENT ADVISORS, LLC

Belleair Bluffs, FLCRD #6587797Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Stanley Borota has worked in the securities industry since 2018. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/29/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 8/9/2019
SIE
Securities Industry Essentials Examination
Passed 12/21/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/21/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Transamerica Retirement Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRANSAMERICA RETIREMENT ADVISORS, LLCCurrent
9/10/2019Belleair Bluffs, FL
TRANSAMERICA INVESTORS SECURITIES, LLCCurrent
12/14/2018Belleair Bluffs, FL
TRANSAMERICA FINANCIAL ADVISORS, INC
3/4/201612/21/2016Fort Myers, FL
METLIFE SECURITIES INC.
12/21/20151/15/2016Tampa, FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Stanley Borota has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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