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Michael Steven Lomas

Investment Adviser Representative at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

Williamsville, NYCRD #2672193Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
34 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Steven Lomas has worked in the securities industry since 1996. They are registered to provide investment advisory services in 34 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 34 states
AlabamaArizonaCaliforniaConnecticutDelawareFloridaGeorgiaIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMichiganMissouriMontanaNebraskaNevadaNew JerseyNew YorkNorth CarolinaNorth DakotaOhioPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 12/12/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 9/8/2008
Series 7
General Securities Representative Examination
Passed 9/6/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/12/1996
Series 24
General Securities Principal Examination
Passed 6/2/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Independent Solutions Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLCCurrent
9/25/2015Williamsville, NY
NEXT FINANCIAL GROUP, INC.
6/11/20049/24/2015Williamsville, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Steven Lomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Steven Lomas - Financial Advisor in Williamsville, NY | AdvisorFinder