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Michael Taggart

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Florham Park, NJCRD #4159627Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
33 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 33 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaHawaiiIllinoisIndianaLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriNebraskaNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasUtahVermontVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/16/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 8/25/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/3/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/16/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
5/31/2024Florham Park, NJ
RBC CAPITAL MARKETS, LLCCurrent
5/31/2024Franklin Lakes, NJ
J.P. MORGAN SECURITIES LLC
5/11/20186/1/2024Morristown, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/17/20085/14/2018Florham Park, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Taggart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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