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Najat Rhoni

Investment Adviser Representative at DOMINARI SECURITIES LLC

New York, NYCRD #5473879Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
38 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Najat Rhoni has worked in the securities industry since 2008. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in 38 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 38 states
ArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIllinoisIndianaLouisianaMaineMarylandMassachusettsMichiganMinnesotaMissouriMontanaNebraskaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTexasUtahVermontVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/23/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 2/13/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/5/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/31/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
On the first $5,000,0001.25%
On the next $5,000,0001.00%
On the next $15,000,0000.85%
On the next $25,000,0000.65%
On the next $25,000,0000.50%
On amounts over $75,000,0000.45%
Account minimum: $10,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Dominari Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DOMINARI SECURITIES LLCCurrent
4/16/2023New York, NY
MORGAN STANLEY
1/11/20196/15/2021New York, NY
J.P. MORGAN SECURITIES LLC
12/12/20161/8/2019New York, NY
HSBC SECURITIES (USA) INC.
6/28/201612/13/2016New York, NY
J.P. MORGAN SECURITIES LLC
7/3/20145/24/2016New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Najat Rhoni has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Najat Rhoni - Financial Advisor in New York, NY | AdvisorFinder