DOMINARI SECURITIES LLC
SEC RegisteredEmpowering Entrepreneurs to Achieve Extraordinary Success
About the firm
At Dominari Securities, we understand the complexities you face as an entrepreneur because we have been in your shoes. We know that achieving extraordinary success requires more than a "one-size-fits-all" approach to planning. Our team's extensive experience provides a solid foundation, while our embrace of cutting-edge strategies allows us to unlock new opportunities for our clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment Banking (helping early-stage companies raise capital in private and public markets), Wealth Management (tailored wealth planning for business owners and high-net-worth individuals), Corporate Executive Services (customized services for corporate leaders navigating liquidity, equity, and tax complexity), Independent Channel (tools and resources for independent advisors with platform flexibility and back-office support), and Insurance Solutions (safeguarding wealth, supporting succession planning, and enhancing long-term financial security)
Who they serve
Business owners, executives, high-net-worth individuals, corporate leaders, and independent advisors
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 60 | $21M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
17 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| On the first $5,000,000 | 1.25% |
| On the next $5,000,000 | 1.00% |
| On the next $15,000,000 | 0.85% |
| On the next $25,000,000 | 0.65% |
| On the next $25,000,000 | 0.50% |
| On amounts over $75,000,000 | 0.45% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DOMINARI SECURITIES LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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