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Nancy Jo Anstoetter

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Clive, IACRD #1734699Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nancy Jo Anstoetter has worked in the securities industry since 1987. They have passed the Series 66, 63, and 7 examinations. They are registered to provide investment advisory services in Iowa and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IowaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/15/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 5/18/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/19/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/9/2020Clive, IA
RBC CAPITAL MARKETS, LLCCurrent
3/9/2020West Des Moines, IA
WELLS FARGO CLEARING SERVICES, LLC
1/3/20113/12/2020Des Moines, IA
WELLS FARGO INVESTMENTS, LLC
11/17/20051/3/2011Des Moines, IA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nancy Jo Anstoetter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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