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Nathan Hatton Walsh

Investment Adviser Representative at OCCIDENTAL ASSET MANAGEMENT, LLC

Burlingame, CACRD #3076905Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nathan Hatton Walsh has worked in the securities industry since 2006. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/26/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 3/3/1999
Series 7
General Securities Representative Examination
Passed 7/31/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $200,0001.50%
$200,001 to $700,0001.25%
$700,001 to $1,200,0001.15%
$1,200,001 to $2,200,0001.10%
$2,200,001 to $3,200,0001.00%
$3,200,000 to $25,000,0000.75%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Occidental Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OCCIDENTAL ASSET MANAGEMENT, LLCCurrent
9/6/2013Burlingame, CA
ACC INVESTMENT MANAGEMENT, INC.
1/7/201312/31/2013Burlingame, CA
POLARIS WEALTH ADVISERS, LLC
11/21/20119/4/2012San Francisco, CA
POLARIS EQUITY MANAGEMENT, INC.
9/15/20059/4/2012San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View OCCIDENTAL ASSET MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nathan Hatton Walsh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Nathan Hatton Walsh - Financial Advisor in Burlingame, CA | AdvisorFinder