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Andrew Russell Hicks

Investment Adviser Representative at OCCIDENTAL ASSET MANAGEMENT, LLC

Altamonte Springs, FLCRD #8036600Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Russell Hicks has worked in the securities industry since 2026. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/31/2026
SIE
Securities Industry Essentials Examination
Passed 3/15/2025

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $200,0001.50%
$200,001 to $700,0001.25%
$700,001 to $1,200,0001.15%
$1,200,001 to $2,200,0001.10%
$2,200,001 to $3,200,0001.00%
$3,200,000 to $25,000,0000.75%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Occidental Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OCCIDENTAL ASSET MANAGEMENT, LLCCurrent
2/11/2026Altamonte Springs, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Russell Hicks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.