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Nicholas Anthony Lentini

Investment Adviser Representative at OSAIC WEALTH, INC.

Santa Clarita, CACRD #2649282Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
11 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaCaliforniaColoradoMissouriNevadaOregonTennesseeTexasUtahWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/18/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 11/8/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/20/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

OSAIC Wealth, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
8/23/2024 – Santa Clarita, CA
TRANSAMERICA FINANCIAL ADVISORS, INC
9/4/2009 – 5/13/2016SANTA CLARITA, CA
SIGNATOR INVESTORS, INC.
5/13/2016 – 4/23/2018SANTA CLARITA, CA
TRIAD ADVISORS LLC
4/17/2018 – 8/23/2024Santa Clarita, CA
TRANSAMERICA FINANCIAL ADVISORS, INC.
3/21/1996 – 9/4/2009SANTA CLARITA, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Anthony Lentini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.