Nicholas Edward Whitmer
Investment Adviser Representative at DMLO Wealth Planning, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Edward Whitmer is an investment adviser representative in Louisville, KY, currently registered with DMLO Wealth Planning, LLC and Guidance Capital, Inc. They have worked in the securities industry since 2013 and have been registered with 4 firms, including Money Concepts Advisory Service and ARGI Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Kentucky.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kentucky
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Jefferson National Securities CorpJun 2013 – May 2017Louisville, KY
- Jefferson National Financial Corp.Jun 2013 – May 2017Louisville, KY
- ARGI Investment ServicesMay 2017 – Mar 2022Louisville, KY
- ARGI Financial GroupMay 2017 – Mar 2022Louisville, KY
- Money Concepts Capital Corp.Apr 2022 – Oct 2022Palm Beach Gardens, FL
- Guidance Capital, Inc.Oct 2022 – no end date reportedLouisville, KY
- Money Concepts Advisory ServiceApr 2022 – Oct 2022Palm Beach Gardens, FL
- DMLO Wealth Planning, LLCMar 2023 – no end date reportedLouisville, KY
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About DMLO Wealth Planning, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, investment management, tax planning, and estate planning, covering areas such as retirement planning, education planning, career planning, business succession, and family financial planning.
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Louisville, KY
- SEC file number:
- 801-128291
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 2, 2026
View full firm profileOther advisors at DMLO Wealth Planning, LLC
4 other advisors in the directory
Similar advisors in Louisville, KY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Edward Whitmer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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