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DMLO WEALTH PLANNING, LLC

SEC Registered

create your future with clarity and confidence

LOUISVILLE, KYhttps://dmlowealthplanning.com(502) 813-2100
Assets Under Management
Under $100M
Employees
9
Office Locations
4 offices
Total Accounts
45

About the firm

DMLO Wealth Planning offers financial planning and investment management, along with DMLO's traditional tax planning and estate planning, to help clients achieve their long-term goals. The firm meets clients at whatever stage of life they are in, whether planning for retirement, buying or selling a business, or experiencing a life event.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Financial PlanningInvestment ManagementTax PlanningEstate PlanningRetirement PlanningBusiness Buying And SellingBusiness SuccessionEducation PlanningCareer Planning

Services

Financial planning, investment management, tax planning, and estate planning, covering areas such as retirement planning, education planning, career planning, business succession, and family financial planning.

Who they serve

Individuals at any stage of life, including those planning for retirement, buying or selling a business, experiencing a major life event, or undergoing a financial change.

Client segmentClientsAssets managed
Individuals (Non-HNW)33$8.8M
High Net Worth Individuals10$22M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

45 total clients reported on Form ADV.

Leadership

Malone Livesay & Ostroff P.s.c. (dba "dmlo Cpas") Deming
MEMBER
Christopher A Ward
DIRECTOR
Llc Guidance Consulting
MEMBER
Beau Justin Handy
DIRECTOR AND FINANCIAL ADVISOR
Beau Justin Handy
MANAGING MEMBER
Stephen Randall Gibson
MANAGING MEMBER
Stephen Randall Gibson
DIRECTOR AND FINANCIAL ADVISOR / CHIEF COMPLIANCE OFFICER

Office locations

4 offices in 2 states
KY
LOUISVILLEHQ
IN
NEW ALBANY
IN
CORYDON
KY
LOUISVILLE

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#316202
SEC Number
801-128291
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee

Data as of March 2, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DMLO WEALTH PLANNING, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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