Nicholas Frank Saunders
Investment Adviser Representative at Centaurus Financial, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Frank Saunders is an investment adviser representative with Centaurus Financial, Inc. in Marlton, NJ, where they have been registered since 2018. They have worked in the securities industry since 1979 and have been registered with 4 firms, including Cetera Investment Advisers LLC and J P Turner & Company Capital Management, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut, Florida, New Jersey, New York, and Pennsylvania.
Registrations & licenses
- Investment adviser:
- Connecticut, Florida, New Jersey, New York, Pennsylvania
- Broker:
15 states and territories
California, Colorado, Connecticut, Florida, Georgia, Maryland, Missouri, Nevada, New Jersey, New Mexico, New York, Pennsylvania, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Centaurus Financial Inc.Aug 2018 – no end date reportedAnaheim, CA
- Cetera Investment Advisers LLCOct 2015 – Aug 2018Schaumburg, IL
- Summit Brokerage Services, Inc.Sep 2015 – Aug 2018Boca Raton, FL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Centaurus Financial, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth Management, Retirement Plans, Insurance Plans, and Alternative Investments
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 426
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Anaheim, CA
- SEC file number:
- 801-56882
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 30, 2026
View full firm profileOther advisors at Centaurus Financial, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Frank Saunders has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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