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Nicholas Lee Elrod

Investment Adviser Representative at Everspire

Denver, COCRD #7370834Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nicholas Lee Elrod is an investment adviser representative with Everspire in Denver, CO, where they have been registered since 2026. They have worked in the securities industry since 2021 and have been registered with 4 firms, including Apollon Wealth Management, LLC and Risemint. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Colorado.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado
Broker:
7 states and territories

Colorado, Georgia, Louisiana, Missouri, Pennsylvania, South Carolina, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/24/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 8/6/2021
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/2/2021
SIE
Securities Industry Essentials Examination
Passed 2/5/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MHL InvestmentsCurrent
4/16/2026 – Denver, CO
EverspireCurrent
4/16/2026 – Denver, CO
Apollon Wealth Management, LLC
3/21/2025 – 3/31/2026Greenwood Village, CO
Risemint
9/10/2023 – 4/28/2025Evergreen, CO
Transamerica Financial Advisors, Inc.
10/26/2021 – 9/1/2023Greenwood Village, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Everspire

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Other
Firm's annual rate schedule by assets
  • $0 – $999,9991.00%
  • $1,000,000 – $4,999,9990.90%
  • $5,000,000 – $9,999,9990.70%
  • $10,000,000 – $24,999,9990.50%

+4 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, investment management, tax-smart planning, risk management, investment diversification, values-based planning, and personalized wealth strategies including implementation of a financial plan.

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Wealth ManagementInvestment ManagementFinancial PlanningTax-smart PlanningRisk ManagementValues-based PlanningRetirement PlanningInvestment Diversification

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporationsOther

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
21
Offices listed on AdvisorFinder:
2
Main office:
Midvale, UT
SEC file number:
801-116983

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 22, 2026

View full firm profile

Other advisors at Everspire

Showing 12 of 21 in the directory

View Everspire firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Lee Elrod has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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