AdFi
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Nicholas Olsen

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Saint George, UTCRD #6945038Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
13 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ArizonaCaliforniaColoradoFloridaIdahoMichiganNevadaNew MexicoOregonTexasUtahWashingtonWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/18/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 7/26/2018
Series 7
General Securities Representative Examination
Passed 2/22/2019
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/12/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
10/6/2022Saint George, UT
EDWARD JONES
9/4/201910/7/2022St George, UT
INDEPENDENT FINANCIAL GROUP, LLC
3/29/20197/24/2019Lake Oswego, OR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Olsen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Nicholas Olsen - Financial Advisor in Saint George, UT | AdvisorFinder